Transparency from us. Independence for you.
At Voya, we’re committed to helping all Americans build a secure financial future. As a financial professional, you’re our partner in that mission and a cornerstone of our business. It’s why we offer you a complete package of industry-leading solutions to help you build your business while maintaining your independence—support that only an established, brand name broker-dealer can provide.
About Voya Financial Advisors
We support you at every turn
Check out our video to see what sets us apart:
Voya Financial Advisors (VFA), a member of the Voya Financial, Inc. (NYSE: VOYA), group of companies and a registered investment advisor and broker-dealer, is a leader in the retail wealth management business. Such registration does not imply a certain level of skill or training. Through its nationwide network of more than 1,700 independent financial professionals, VFA is focused on helping Americans advance their retirement readiness through education, financial planning and a broad range of personalized asset accumulation, protection and distribution solutions. VFA offers a complete and flexible advisory program designed to help investment adviser representatives build growth-oriented businesses that focus on financial planning.
A personal invitation to join Voya Financial Advisors from our president, Tom Halloran.
Working with Voya at-a-glance.
See what independent financial professionals like you have to say about working with Voya.
Learn about how we support you during transition and the newest financial professionals we welcomed.
See how Voya Financial Advisors is making news.
Offerings for Financial Professionals
Do more for yourself and your clients.
You can do much more as a financial advisor with VFA. Our Voya WealthSolutions platform helps keep your business running, so you can focus on your clients. Take advantage of our advisory support programs, product mix and advice-based platform to create customized financial plans for any client. And, receive maximum value for a competitive, transparent fee with no surprises.
With Voya WealthSolutions and a complete advisory support model, you can do much more for your clients—and your business.
Our platform gives you the range and flexibility you need to offer all your clients truly personalized financial planning.
Competitively priced and totally transparent, Voya Financial Advisors offers maximum value and no surprises.
Our hybrid business model gives you the best of both worlds - freedom of offering advisory-based services as an RIA while keeping your traditional brokerage business and registration with Voya Financial Advisors for commission-based business.
Growing and differentiating your business with special needs planning
Supporting your Independence
When you join Voya Financial Advisors, you get all the benefits of joining a brand name broker-dealer without sacrificing independence. That includes technology that keeps you connected and helps you run your business smarter, marketing tools for getting your message out, and access to networking events that keep you up to date on new trends. When the time comes, you can even get help with your succession plan.
Our financial professional platform provides tools you need to seamlessly run your business, whether you’re in the office or on the move.
Get the support you need to reach clients and prospects with compelling, engaging marketing materials.
Attend our exclusive events to network with your peers and stay up to date on critical industry issues.
Find out how our Be More Valuable practice management program can help you run a more successful and effective practice.
Going independent can feel like a leap of faith. Not so with the help of Voya Financial Advisors. Hear what some of our independent financial professionals shared with Investment News.
Ready to join Voya Financial Advisors? To become a registered representative with us, please call 855-698-4900 or fill out the "Join Us" form.Let us help with your transitionWhether you’re starting fresh or joining us from another broker-dealer, our experienced transition team will be there for you to help make your move as seamless as possible.Because your business deserves our personal attention, a transition case manager will be assigned to be your single point of contact. And, your transition case manager will be backed by an entire team of specialists working as one to make your move to Voya Financial Advisors a success.
Below is important information about Voya Financial Advisors.
- Client Relationship Summary (PDF)
- Voya Financial Advisors' Regulation Best Interest Disclosure (PDF)
- New York Residents COVID-19 Relief (PDF)
- Voya Financial Advisors' Privacy Notice (PDF)
- Your Account Agreement (PDF)
- Doing Business with Us (PDF)
- Compensation and Product Partners
- Business Continuity Plan Summary (PDF)
- Sponsor Fee Disclosure for Retirement Plans Subject to ERISA
- Documents available for Electronic Delivery for Voya Financial Advisors, Inc. (PDF)
- Voya Financial Advisors Insured Bank Deposit Account
- Part 2A of Form ADV: Firm Brochure
- Part 2A Appendix 1 of Form ADV: Wrap Fee Program Brochure
- Schedule of Miscellaneous Account and Service Fees
- Investor Channel Schedule of Miscellaneous Account and Service Fees
Note: Some files are in PDF format. In order to open, view or print these files you will need to have Adobe Acrobat Reader installed on your computer. This is available with a free download from the Adobe Systems website. When printing multiple-page documents, please use the 2-sided option whenever possible.
About Voya Financial Advisors
Voya Financial Advisors, Inc., the broker-dealer of Voya Financial, Inc. (NYSE: VOYA), supports a wide range of clients through approximately 1,700 financial professionals. As a top-tier independent broker-dealer, Voya Financial Advisors is focused on helping Americans advance their retirement readiness through education, financial planning and a broad range of personalized asset accumulation, protection and distribution solutions. Voya Financial is a premier retirement, investment and insurance company with a vision to be America’s Retirement Company® serving the financial needs of millions of individual and institutional customers in the United States.
Voya Financial Advisors is required to make available quarterly reports that present a general overview of its order routing practices. These reports identify the significant venues to which client orders were routed for execution during the applicable quarter. Voya Financial Advisors transmits its client orders to its clearing firm, Pershing LLC. Pershing may then route these orders to various venues for execution. To obtain a copy of this report please click here and enter the full broker-dealer name exactly as follows: Voya Financial Advisors, Inc.